Regulated by the fca

List of financial activities we regulate. Our people work across law, insurance, banking, policy, human resources, technology services and more. Find out more about where you could fit in and how to . When you apply for authorisation, you need to provide complete and detailed information about your business – for example, its structure, key . The FCA regulates financial firms providing services to consumers and maintains the integrity of the .

Consumers can find out about their rights with banking, insurance, mortgages and financial advice, and how to complain or avoid scams.

UK consumers are being increasingly targeted by binary options investment scams.

The Financial Conduct Authority ( FCA ) regulates the financial services industry in the UK. Its role includes protecting consumers, keeping the industry stable, and promoting healthy competition between financial service providers. Provided by the Financial Conduct Authority. You need to apply to us to cancel your authorisation.

Change your details: Electronic Money Institutions. Investment managers still failing to ensure effective oversight of best execution. This chapter applies to every firm and with respect to every regulated activity, except that: (1) for an . Regulated firms must follow our rules.

The importance of the investment community to the UK and its role in supporting the FCA Mission. Introduction of the Asset Management . Banks, credit unions and insurance firms are regulated by both the PRA and. We regulate financial services markets, including exchanges and the issuers of securities . UK financial watchdog rules set up to oversee bank bosses will also cover firms offering credit, costing them £550m.

Ryecroft Glenton specialises in the provision of advisory and compliance services to businesses regulated by the Financial Conduct Authority ( FCA ), - formerly known as the Financial Services Authority or FSA. FCA regulated businesses such as Insurance Brokers, Insurance Administrators and Independent Financial . We are consulting on new guidance on the treatment . The compliance function in wholesale banks. If you want to apply to be part of the regulatory sandbox you should understand how your proposal meets our eligibility criteria and read about .